medium · Asset-Backed Securities clos

If a CLO portfolio has a Weighted Average Spread (WAS) of 3.65% and the floor is 3.50%, a manager sells a loan with a spread of 3.20% and buys a loan with a spread of 3.40%.

How does this impact the WAS test?

  1. The WAS test fails outright because the newly purchased loan's 3.40% spread sits below the 3.50% floor requirement.
  2. The trade would be prohibited since neither loan's spread reaches the current 3.65% portfolio average level.
  3. The WAS test result declines slightly because 3.40% remains below the current portfolio average of 3.65%.
  4. The WAS test result improves because the new loan's spread is higher than the spread of the sold loan.

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