medium · Asset-Backed Securities waterfalls

A stylized Auto ABS deal has reached month 24. The cumulative net loss (CNL) is 1.80%. The transaction documents state that the step-down condition requires a CNL of less than 1.50%.

How does the principal waterfall behave in month 25?

  1. It remains sequential, paying only the senior-most outstanding tranche
  2. It flips immediately to pro-rata pay across all rated tranches
  3. The servicer automatically exercises the cleanup call right away instead
  4. Excess spread is released directly to the residual equity holder instead of trapped

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