easy · Certified Financial Planner General Principles

The Pfeiffer family, a dual-income household with combined W-2 earnings of 280,000, has14,000 in a high-yield savings account. Their monthly non-discretionary expenses total 9,500. Mr. Pfeiffer wants to allocate a20,000 year-end bonus into a new deferred variable annuity to begin retirement accumulation.

According to the CFP Mindset hierarchy, what is the most appropriate next step?

  1. Analyze the tax-deferral benefits of the annuity compared to a taxable brokerage account.
  2. Increase the emergency reserve to at least $28,500 before any investment purchase.
  3. Execute the annuity purchase but include a waiver of surrender charge rider.
  4. Recommend the variable annuity if the underlying sub-accounts are diversified.

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