medium · Corporate Credit Analysis covenants

An analyst is evaluating an 8% coupon bond with an NC-3 (non-call 3-year) provision. The bond is currently in its second year. If the issuer wishes to refinance today due to a drop in market rates, they must pay a 'make-whole' premium.

How is this premium typically calculated?

  1. The current secondary market trading price of the bond plus a fixed 50 bps convenience fee to compensate dealers for trading friction.
  2. The sum of all remaining scheduled coupon payments plus 100% of outstanding principal, without discounting for the time value of money.
  3. The original issue price plus an additional 1% premium for every full year remaining until the bond reaches its final scheduled maturity date.
  4. The greater of 101% of par or the present value of remaining interest and principal discounted at the Treasury rate plus a specified spread.

Sign up free to see the explanation and track your rank →

More Corporate Credit Analysis covenants practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Turn wasted screen time into verifiable competence.

KomFi Academy is a curated training platform with 75,000+ practice questions, 26,500+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, SAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials