medium · Corporate Credit Analysis

A CLO has a 12% 'CCC' bucket limit. Currently, 15% of the portfolio is rated 'CCC'.

According to the standard structural rules, how does this excess usually impact the 'Overcollateralization' (OC) test?

  1. The entire 15% is written down to its liquidation value
  2. The excess 3% is hair-cut to the lower of market or recovery value
  3. The OC test is suspended until the 'CCC' level falls back below 12%
  4. The mezzanine interest payments are immediately diverted to buy new loans

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