hard · Corporate Credit Analysis

A bank analyst is calculating the Basel III IRB capital requirement for a corporate loan.

If the Expected Loss (EL) for the loan is 0.8% and the required regulatory capital (K) is 11.5%, which statement best explains the discrepancy?

  1. The K value includes the principal repayment while EL only covers interest at risk.
  2. The discrepancy reflects the difference between the physical PD and the risk-neutral PD.
  3. Regulatory capital includes a 10x multiplier on expected loss to account for operational risk.
  4. Capital is held against Unexpected Loss (UL), representing the 99.9% quantile stress scenario.

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