hard · Corporate Credit Analysis

In an ABS structure, if the 'Overcollateralization' (OC) test fails, what is the most common consequence in the cash flow waterfall?

  1. The interest rates on all tranches are increased to compensate for the higher risk.
  2. The residual equity holder receives a 'catch-up' distribution to maintain their percentage ownership.
  3. The originator must immediately repurchase the delinquent loans in the pool.
  4. Excess spread is diverted to pay down the principal of the most senior tranches until the OC ratio is restored.

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