medium · Debt Capital Markets

In a 3-year non-call period (NC3), an issuer goes public in month 18.

If they exercise the equity clawback, how does this affect the 'yield-to-worst' (YTW) calculation for the remaining bondholders?

  1. The YTW is immediately fixed to the equity claw premium price of 108.50.
  2. The YTW remains identical to the YTM because the claw is only a partial redemption.
  3. It has no effect because YTW only considers the final maturity of the instrument.
  4. The YTW may shift if the exercise of the claw changes the likelihood of the remaining bonds being called at the NC3 date.

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