medium · Debt Capital Markets

In a CLO structure, what is the role of the 'Overcollateralization (OC) Test'?

  1. It requires the CLO manager to post additional cash collateral if market interest rates fall below the LIBOR/SOFR floor.
  2. It calculates the maximum amount of debt the CLO manager can issue against a single corporate borrower.
  3. It tests whether the interest income from the loans is sufficient to cover the interest payments on the tranches.
  4. It ensures the principal value of the loan portfolio exceeds the principal of the debt tranches by a set margin; if it fails, cash is diverted to repay senior investors.

Sign up free to see the explanation and track your rank →

More Debt Capital Markets practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Build your intelligence, anytime, anywhere.

KomFi Academy is a curated training platform with 40,000+ practice questions, 18,000+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials