hard · Debt Capital Markets

In an 'Asset Swap', what is the investor primarily doing?

  1. Exchanging the fixed coupons of a bond for a floating rate (e.g., SOFR) plus a spread.
  2. Swapping the principal of a bond for equity in the same company.
  3. Trading a bond with a 5-year maturity for one with a 10-year maturity.
  4. Exchanging a poorly performing corporate bond for a higher-rated government bond.

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