hard · Debt Capital Markets

In an 'Underwriting Syndicate', the 'Selling Concession' is:

  1. The discount offered to large institutional investors to encourage them to buy a new issue.
  2. The penalty a bank must pay if it fails to sell its allotted share of the bond issue.
  3. The fee paid to the 'Active Bookrunner' for managing the legal documentation and the roadshow.
  4. The portion of the gross spread paid to the specific bank that successfully places the bonds with an investor.

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