medium · Debt Capital Markets

In the context of a syndicated loan, what is the function of the 'price flex' clause during the bookbuilding process?

  1. It allows investors to change the seniority of their claim after the deal closes.
  2. It allows the borrower to decrease the loan size if interest rates rise.
  3. It permits the lead banks to adjust the interest margin or OID to clear the market based on investor demand.
  4. It mandates that the loan be converted to a high-yield bond if covenants are breached.

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