medium · Debt Capital Markets

An investor is analyzing a PIK-toggle note and notices that the Yield-to-Worst (YTW) is currently equivalent to the Yield-to-Maturity (YTM) assuming cash pay.

What does this suggest about the toggle option?

  1. The market expects the issuer to pay cash through maturity because the PIK coupon is economically unattractive to the issuer
  2. The issuer has already defaulted and the bond is trading on recovery value
  3. The PIK rate is lower than the cash rate, creating a 'negative step-up'
  4. The bond is expected to be called at the first call date at a significant premium

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