medium · Debt Capital Markets

A DCM banker advises an issuer that its new deal will likely require a 15 basis point 'new-issue concession'.

What does this term mean in practice?

  1. The new bond must be priced at a spread 15 bps wider than where the issuer's existing bonds trade in the secondary market to attract sufficient demand.
  2. The bond's coupon will be 15 bps lower than the market-clearing yield to save the issuer money.
  3. The secondary market price of the bond is expected to drop by 15 bps immediately after it starts trading.
  4. The issuer must pay an additional 15 bps fee to the lead underwriting banks.

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