hard · Financial Accounting

During a period of rising stock prices, a company's stock-based compensation (SBC) strategy results in a significant 'excess tax benefit' at the time RSUs vest.

According to ASU 2016-09, how does this excess benefit affect the Statement of Stockholders' Equity?

  1. It increases Net Income, which subsequently increases Retained Earnings
  2. It has no effect on equity until the underlying shares are sold by the employees
  3. It is recorded as a direct credit to Additional Paid-In Capital (APIC)
  4. It is recorded as an increase in Accumulated Other Comprehensive Income (AOCI)

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