easy · FRM Part 2 Operational Risk

A business unit head argues that they don't need to perform an RCSA because 'we haven't had a loss in five years.'

As a risk officer, how do you refute this?

  1. Explain that 'no losses' is a lagging indicator and doesn't account for future exposure or 'near-misses.'
  2. Tell them RCSA is a mandatory statutory accounting rule required strictly for tax reporting purposes.
  3. Show them the firm's recent stock price movement as direct evidence that their view is wrong.
  4. Agree with them outright, since realized historical losses are the only true measure of risk exposure.

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