hard · Frm Part 2 Operational Risk

A bank identifies a 'severe-but-plausible' scenario for its Mortgage Lending service where a malware infection destroys all processing data. The bank's Impact Tolerance for this service is 24 hours. The stress test shows that while the systems can be recovered in 12 hours (RTO), the most recent off-site backup is 36 hours old (RPO).

Does this scenario represent a breach of the impact tolerance?

  1. Yes, but only if the bank is using the Advanced Measurement Approach (AMA) for capital, which explicitly weights RPO higher than RTO.
  2. Yes, because the data loss (36 hours) exceeds the time-to-restore threshold, implying customers are harmed beyond the tolerable limit.
  3. No, as long as the bank can prove it can manually re-enter the missing 36 hours of data within a separate 48-hour window.
  4. No, because the RTO of 12 hours is well within the 24-hour impact tolerance.

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