easy · FRM Part 2 Operational Risk

A Chief Risk Officer (CRO) observes that 12 regional banks have all outsourced their core banking systems to the same 'Bank-in-a-Box' fintech provider.

From a 'Macroprudential' perspective, what is the primary concern?

  1. The fintech provider will eventually become too profitable relative to the 12 banks and will seek to acquire several of them outright.
  2. The 12 regional banks will find it considerably easier to collude on interest rates and fee schedules now that they all share one common technology vendor.
  3. A single operational failure at the fintech provider could trigger a simultaneous, correlated failure of 12 banks, creating systemic instability.
  4. The 12 banks will all report an identical Business Indicator (BI) component in their annual SMA operational risk capital calculation each reporting period.

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