medium · FRM Part 2 Operational Risk

A business unit identifies a critical 'data integrity' risk during its annual Risk and Control Self-Assessment (RCSA). The inherent risk score is 16 (on a scale of 1 to 25). The unit head cites a 'four-eyes' review process as a key control, estimated at 80% effectiveness based on self-attestation. However, independent testing indicates the control design is sound but its operating effectiveness is only 40% due to inconsistent execution.

Using the independent testing data, what is the most accurate residual risk score?

  1. 9.6
  2. 3.2
  3. 12.8
  4. 6.4

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