medium · Frm Part 2 Operational Risk

A bank is evaluating the use of Machine Learning (ML) to triage transaction monitoring alerts.

Which new risk-management obligation does this 'ML Triage' model create?

  1. It allows the bank to move all AML responsibilities from the first line to the IT department.
  2. The bank must validate the 'explainability' of suppressed alerts to prove that the model is not creating invisible false negatives.
  3. The ML model must be trained using external loss data from competitors only.
  4. It removes the need for SAR (Suspicious Activity Report) filings.

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