easy · FRM Part 2 Risk & Investment Management

An institutional investor is performing Operational Due Diligence (ODD) on a hedge fund. They notice 'Statistically Impossible Smoothness' in the monthly returns (very low volatility, high Sharpe ratio).

This is a KRI for which specific risk?

  1. Market Risk, signaling that the fund is fully hedged against all systematic factors.
  2. Liquidity Risk, indicating that the fund holds only cash and near-cash short-term instruments.
  3. Operational Risk, specifically valuation manipulation or the use of smoothed, non-market marks.
  4. Credit Risk, indicating that the underlying borrowers carry effectively zero probability of default.

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