hard · Frm Part 2 Risk & Investment Management

An institutional allocator uses a Sortino Ratio to evaluate a hedge fund specializing in merger arbitrage.

Why might this metric be preferred over the Sharpe Ratio for this specific strategy?

  1. Merger arbitrage has negative skew; the Sortino Ratio only penalizes downside volatility below a threshold, ignoring welcome upside moves.
  2. It is not preferred; the Sharpe Ratio is the only coherent measure for all investment-grade mandates.
  3. The Sortino Ratio accounts for 'volatility laundering' by using realized drawdowns instead of monthly standard deviation.
  4. Merger arbitrage is a market-neutral strategy; the Sortino Ratio eliminates the benchmark beta from the calculation.

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