medium · Investment Banking

What is the primary purpose of a 'Lock-Up Period' following an IPO?

  1. To give the company additional time following the offering to fully repay the underwriting fees owed to its initial IPO banks.
  2. To formally guarantee that the newly public company will successfully meet its very first quarterly earnings target.
  3. To stop brand-new public investors, not insiders, from selling their freshly purchased shares for six months.
  4. To prevent insiders from flooding the market with shares immediately after the IPO, which could crash the stock price.

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