hard · Market Microstructure

A stock is subject to 'Limit Up-Limit Down' (LULD) rules with a 5% band.

If the reference price is $100.00, and a sudden buy imbalance pushes the bid to $105.00 with no asks below that price for 15 seconds, what is the regulatory result?

  1. All trades at $105.00 are automatically voided ('broken') by the exchange.
  2. The stock enters a 'Limit State' and, if the condition persists, a 5-minute trading halt is triggered.
  3. A market-wide circuit breaker is triggered, halting all trading for 15 minutes.
  4. The tick size is increased to $0.05 to dampen volatility.

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