medium · Market Microstructure

An authorized participant (AP) observes that an S&P 500 ETF is trading at $500.50 on the exchange, while the underlying basket of 500 stocks has an aggregate NAV of $500.00 per share.

What action should the AP take to lock in an arbitrage profit?

  1. Buy ETF shares and sell S&P 500 futures to exploit the basis.
  2. Wait for the ETF price to revert to the NAV before taking any action.
  3. Buy the underlying stock basket and create new ETF shares to sell in the market.
  4. Sell the underlying stock basket and buy ETF shares to redeem for more stocks.

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