easy · Market Microstructure

Authorized Participants (APs) notice that an S&P 500 ETF is trading at $505.00 while the Net Asset Value (NAV) of the underlying stocks is $500.00.

Which action should the AP take to arbitrage this discrepancy?

  1. Sell the underlying stocks and buy the ETF shares.
  2. Wait for the closing auction to liquidate the stocks.
  3. Buy the ETF shares, redeem them for the stocks, and sell the stocks.
  4. Buy the underlying stocks, create ETF shares, and sell the ETF shares.

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