medium · Market Microstructure

An authorized participant (AP) notices that the SPY ETF is trading at $500.50 on the NYSE Arca, while the underlying basket of stocks has a Net Asset Value (NAV) of $500.20.

Which sequence of actions will the AP take to capture the arbitrage?

  1. Buy the underlying stocks, create ETF shares, and sell them on the exchange.
  2. Sell SPY futures and buy the ETF shares.
  3. Short the underlying stocks and buy SPY shares.
  4. Buy SPY shares on the exchange and redeem them for the underlying stocks.

Sign up free to see the explanation and track your rank →

More Market Microstructure practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Turn wasted screen time into verifiable competence.

KomFi Academy is a curated training platform with 67,000+ practice questions, 25,000+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, SAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials