medium · Market Microstructure

An authorized participant (AP) observes that an S&P 500 ETF has a NAV per share of $500.00 but is currently trading on the exchange for $500.50.

Which sequence of trades would the AP execute to capture this arbitrage opportunity?

  1. Sell the underlying stock basket and buy the ETF shares.
  2. Buy ETF shares and hold them until the NAV rises to $500.50.
  3. Buy the underlying stock basket and sell the ETF shares.
  4. Buy the ETF shares and redeem them for the underlying basket.

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