hard · Market Microstructure spread-econ

A stock has a true (efficient) price following a random walk with per-trade innovation variance σ_u^2. The observed transaction price is the efficient price plus a bid-ask bounce component, where each trade is buyer- or seller-initiated with equal probability and the half-spread is s. Under the Roll model, the first-order autocovariance of observed price changes is -s^2. An analyst estimates the implied spread from this autocovariance but the stock's order flow is actually positively autocorrelated (trade-direction indicator has serial correlation ρ > 0), violating Roll's independence assumption.

Relative to the true effective spread, how does the standard Roll estimator behave?

  1. It is biased downward, because positive order-flow autocorrelation makes the price-change autocovariance less negative (closer to zero), shrinking the spread implied by 2√(-Cov).
  2. It is biased upward, because persistent runs of same-side trades amplify the magnitude of the negative autocovariance term and thereby inflate the resulting 2√(-Cov) estimate.
  3. It stays unbiased, since the random-walk efficient price component is orthogonal to order flow and absorbs the autocorrelation, leaving the underlying bounce covariance fully intact.
  4. It is biased downward only once the autocovariance turns positive and the estimator becomes undefined; otherwise it still correctly recovers the true underlying spread.

Sign up free to see the explanation and track your rank →

More Market Microstructure spread-econ practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Turn wasted screen time into verifiable competence.

KomFi Academy is a curated training platform with 75,000+ practice questions, 26,500+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, SAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials