medium · Private Credit & Debt loan-structures-instruments

A 100.0 million unitranche facility is structured with a 70.0 million 'first-out' tranche priced at SOFR + 500 bps and a 30.0 million 'last-out' tranche priced at SOFR + 1000 bps.

If the borrower sees a single blended rate of 11.5% and SOFR is currently 5.0%, which of the following represents the correct mechanical analysis of the pricing?

  1. The blended rate is 12.5% because the last-out tranche receives a 1000 bps premium.
  2. The blended rate is 10.0% because SOFR floors usually bind at 5.0%.
  3. The blended rate is 650 bps over SOFR, totaling 11.5%.
  4. The blended rate is 7.5% over SOFR, accounting for an illiquidity premium.

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