hard · Private Credit & Debt loan-structures-instruments

An asset-based revolver advances against a borrowing base of eligible accounts receivable at an 85.0% advance rate, subject to a 25.0% concentration limit (no single obligor may exceed 25.0% of gross eligible AR before advance). Gross eligible AR is $100.0 million, but one customer owes $40.0 million. The borrower currently has $70.0 million drawn.

What is the impact on availability of applying the concentration cap, and is there a borrowing-base deficiency?

  1. Availability is $72.25 million with no deficiency, because the cap is applied to the post-advance dollar amount rather than to gross eligible AR
  2. Availability is $72.25 million with a $2.25 million surplus, because the $15.0 million excess concentration is removed before applying the 85.0% advance rate
  3. Availability is $85.0 million with no deficiency, because concentration limits cap exposure but do not reduce the borrowing base itself
  4. Availability is $63.75 million with a $6.25 million deficiency, because the full $40.0 million obligor balance is deemed ineligible once the cap is breached

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