medium · Asset-Backed Securities

A CLO manager is in the reinvestment period. A 'CCC-rated' loan in the portfolio is trading at 60 cents on the dollar. The manager wants to sell it and buy a new 'B-rated' loan at 98 cents. However, the 'Class B OC Test' is currently failing.

Can the manager execute this trade?

  1. Only if the trade improves the OC test results, usually by increasing the total par balance.
  2. No, all trading is suspended immediately upon any OC test failure.
  3. Yes, because the reinvestment period allows for unrestricted trading regardless of test status.
  4. Yes, as long as the new loan is in a different industry than the sold loan.

Sign up free to see the explanation and track your rank →

More Asset-Backed Securities practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Build your intelligence, anytime, anywhere.

KomFi Academy is a curated training platform with 54,000+ practice questions, 20,000+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials