medium · Asset-Backed Securities

An investor is considering a premium-priced ABS bond with a 'Cleanup Call' exercisable at 10.0%.

How does the exercise of this call typically impact the investor's yield compared to the Yield-to-Maturity (YTM)?

  1. The yield will increase because the investor receives their principal back sooner and can reinvest it at higher current market rates.
  2. The yield will decrease because the premium is amortized over a shorter-than-expected period when the call is exercised.
  3. The yield will remain identical to the YTM because cleanup calls are only exercised when the bond is already trading at par.
  4. The yield will fluctuate based on the LIBOR/SOFR spread at the time of the call, as cleanup calls are typically refinanced with new debt.

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