medium · Asset-Backed Securities

A FFELP ABS trust has assets indexed to 1-month LIBOR plus a 2.49% SAP spread, but the bonds are indexed to 3-month LIBOR plus a fixed spread.

If 1-month LIBOR falls relative to 3-month LIBOR, what is the effect?

  1. The 97% federal guarantee will be triggered to cover the shortfall in bond interest.
  2. The servicer will be required to swap the indexes to ensure the bonds remain at par.
  3. The trust's net excess spread will compress because asset yield is falling faster than bond interest expense.
  4. The SMM of the pool will increase as borrowers move to consolidate into cheaper fixed-rate loans.

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