medium · Asset-Backed Securities

A 'Clean-up Call' is typically exercisable when the pool balance falls below 10%.

If a bond is currently trading at a significant discount to par (e.g., 85 cents), how does the exercise of this call affect the investor's realized yield?

  1. It has no real effect on realized yield since the call price is contractually fixed at par regardless of market pricing
  2. It meaningfully decreases the investor's realized yield because all remaining scheduled interest coupons are permanently forfeited
  3. It results in a modest principal loss for the investor since the call is effectively a forced sale once the 10 percent threshold is met
  4. It significantly increases the yield because the principal is returned at par (100 cents) earlier than the scheduled maturity

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