medium · Asset-Backed Securities

If a CLO portfolio's concentration of CCC rated assets exceeds the permitted threshold (typically 7.5%), how is the excess CCC exposure generally treated in the OC test numerator?

  1. The excess CCC assets are reclassified as defaulted assets for the purposes of all portfolio tests.
  2. The excess is valued at the lower of its market value or a specified recovery rate, creating a 'haircut'.
  3. The par value of the excess CCC assets is completely removed from the numerator.
  4. The OC test trigger ratio for all senior classes is automatically increased by 50 basis points.

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