medium · Asset-Backed Securities

If an ABS transaction is structured to 'build' overcollateralization (OC) over time, how is the excess spread utilized in the monthly waterfall?

  1. Excess spread is used to pay down the principal of the most senior outstanding bonds in an amount greater than the principal collected from the pool.
  2. Excess spread is paid immediately to the residual holder, who then pledges a portion of it back to the trust as a capital contribution.
  3. Excess spread is used to purchase additional loans from the originator at a premium to increase the total asset balance of the pool.
  4. Excess spread is deposited into a non-interest-bearing account until the total matches the target OC dollar amount.

Sign up free to see the explanation and track your rank →

More Asset-Backed Securities practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Build your intelligence, anytime, anywhere.

KomFi Academy is a curated training platform with 40,000+ practice questions, 18,000+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials