hard · Asset-Backed Securities

An investor purchases a 'guaranteed' SBA 7(a) pool certificate at a price of 108 (a 8 point premium).

If the CPR spikes from 10% to 30%, what is the primary risk to the investor's total return?

  1. Liquidity risk, because the SBA will stop making interest payments during high prepay periods.
  2. Credit default risk, as high prepayments signal borrower distress.
  3. Premium erosion, as the 8-point premium is amortized over a much shorter time frame.
  4. Extension risk, as borrowers are unable to refinance in a high-rate environment.

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