easy · Asset-Backed Securities

A sponsor chooses to satisfy the U.S. credit-risk-retention requirement solely with an eligible horizontal residual interest.

Which choice correctly describes both the position and its minimum regulatory sizing?

  1. The sponsor keeps loans with face amount equal to 5% of pool face value outside the issuing entity.
  2. The sponsor retains 5% of the face amount of every issued ABS class, from senior through subordinate.
  3. The sponsor retains a first-loss interest with fair value at least 5% of all issued ABS interests' fair value.
  4. A third-party bank supplies a letter of credit with face amount equal to 5% of the transaction's face amount.

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