easy · Asset-Backed Securities

A bank transfers mortgage loans to a securitization SPE. A qualified true-sale opinion concludes, under its stated facts, assumptions, limitations, and governing law, that the transfer should be treated as a sale rather than a secured borrowing.

Which risk is that opinion principally intended to reduce?

  1. Risk that a rating agency later changes its methodology and lowers the bond ratings after issuance.
  2. Risk that market interest rates rise and reduce the secondary-market value of the issued bonds.
  3. Risk that a bankruptcy court recharacterizes the transfer and treats the assets as part of the seller's estate.
  4. Risk that borrowers default on scheduled payments and create collateral losses inside the securitized pool.

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