KomFi. Academy

easy · CFA Level I Ethical and Professional Standards

A supervisor at Solstice Utilities realizes that a subordinate has been using a third-party research report without proper attribution, violating the policy against plagiarism.

The supervisor's best course of action under Standard I(A) and IV(C) is to:

  1. Ignore the violation if it is the subordinate's first offense and the data was accurate.
  2. Instruct the subordinate to correct the report and implement additional training.
  3. Report the subordinate directly to the CFA Institute Professional Conduct Program.

Sign up free to see the explanation and track your rank →

More CFA Level I Ethical and Professional Standards practice

All Ethical and Professional Standards questions · CFA Level I study guide · CFA Level I glossary · CFA Level I flashcards