easy · Debt Capital Markets credit-ratings-risk

In the context of credit covenants, what is the primary difference between a maintenance covenant and an incurrence covenant?

  1. Maintenance covenants govern only interest obligations, while incurrence covenants apply strictly to scheduled principal repayment of the loan.
  2. Incurrence covenants are more protective for lenders because they catch a deterioration in the borrower's business performance much earlier than other terms.
  3. Maintenance covenants are found exclusively in high-yield bond indentures, while incurrence covenants are the standard feature used in syndicated bank loans.
  4. Maintenance covenants are tested periodically regardless of company action, while incurrence covenants are only tested when a specific event occurs.

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