medium · Debt Capital Markets credit-ratings-risk

In the context of the Restricted Payments covenant, what is a 'Permitted Investment'?

  1. An investment of the company's own dedicated employee pension assets into a single speculative, high-risk hedge fund vehicle.
  2. An outflow of cash to a subsidiary or joint venture that is specifically allowed and does not count against the builder basket.
  3. A strict contractual requirement that the company invest all of its surplus operating cash exclusively in U.S. Treasury bonds.
  4. Any acquisition of a direct industry competitor that is funded entirely with fresh sponsor equity rather than the firm's existing cash.

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