medium · Debt Capital Markets credit-ratings-risk

In the Restricted Payments 'Builder' formula, what is meant by 'Qualified Equity Interests'?

  1. Any equity instrument that has first been formally approved for public issuance by the SEC
  2. Preferred stock that obliges the issuer to pay a fixed mandatory cash dividend of ten percent each year
  3. Equity that is not 'Disqualified Stock' (stock that is mandatorily redeemable or behaves like debt)
  4. Common stock that is held exclusively by members of the borrower's senior executive management leadership team

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