medium · Debt Capital Markets primary-issuance-syndication

In the context of a syndicated loan, what is the function of the 'price flex' clause during the bookbuilding process?

  1. It lets investors upgrade the seniority ranking of their loan claim once the credit facility has been funded.
  2. It allows the borrower to reduce the committed loan amount whenever benchmark interest rates move higher.
  3. It permits the lead banks to adjust the interest margin or OID to clear the market based on investor demand.
  4. It mandates an automatic conversion of the term loan into a high-yield bond upon any financial covenant breach.

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