hard · FRM Part 1 Financial Markets and Products

A trader holds a long position in a 6-month gold forward contract entered at the old forward price F_0. Gold has a known continuously-compounded lease rate (convenience-like income) of y and storage costs are zero. Three months later, the spot price is unchanged but the risk-free rate r has fallen sharply while the lease rate y is unchanged, leaving r<y.

Ignoring counterparty effects, what has happened to the mark-to-market value of the trader's existing long forward, and why?

  1. It has decreased, because the new 3-month forward price has fallen below F_0 now that the cost-of-carry term r-y has turned negative, making the contracted price unfavorable.
  2. It has increased, because a lower r raises the present value of the favorable payoff locked in at the higher original forward price F_0.
  3. It is unchanged, because the spot price did not move and the forward value depends only on the spot relative to the contracted delivery price.
  4. It has decreased, because the lower discount rate raises the present value of the delivery price the long must pay at maturity, increasing the effective cost of the position.

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