medium · FRM Part 1 Foundations of Risk Management

A bank finds that its 'Risk Appetite' is set only marginally below its 'Risk Capacity'.

According to the Risk Practitioner's Treatise, what is the primary danger of this configuration?

  1. The desk-level 'Risk Limits' will become too restrictive for the trading units to operate normally.
  2. The firm has almost no buffer against unexpected shocks, risking a breach of regulatory minima.
  3. The firm is being overly conservative and is failing to maximize shareholder returns as a result.
  4. The 'Risk Tolerance' will necessarily come to exceed the 'Risk Capacity' over time.

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