hard · FRM Part 1 Foundations of Risk Management

A bank's risk appetite framework distinguishes between risks it should bear (to earn a return) and risks it should hedge or transfer. Management classifies its core lending franchise as a risk to bear, but treats the resulting interest-rate gap in the banking book as a risk to hedge. A board member objects that this is inconsistent.

Which response best reconciles the policy using the concept of comparative advantage in risk-bearing?

  1. The objection is valid: any risk arising from a core activity is by definition a risk the bank has a comparative advantage in, so the interest-rate gap should also be borne, not hedged.
  2. Credit risk on the loans reflects the bank's informational comparative advantage and is compensated, whereas the interest-rate gap is an incidental exposure where the bank has no edge, so hedging it isolates the rewarded risk.
  3. The policy is backwards: interest-rate risk is more liquid and observable, so the bank has a comparative advantage there, and the illiquid credit risk is what should be transferred.
  4. Both risks should be hedged, because a risk appetite framework exists to minimize total risk, and bearing any avoidable exposure violates the prudent-banker principle.

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