medium · Frm Part 2 Current Issues

A bank provides a 'NAV facility' to a private equity fund. If the fund's underlying assets are marked at $100m but are illiquid and exhibit 'volatility laundering', what is the primary risk to the bank as the lender?

  1. The collateral value may be overstated and stale, hiding an actual breach of the loan-to-value (LTV) covenant.
  2. The fund's use of interest rate swaps will increase the bank's CVA charge.
  3. The fund will experience a 'run' as investors withdraw their demand deposits.
  4. The bank will be forced to increase the interest rate on the facility due to the Basel crypto rules.

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