hard · Frm Part 2 Current Issues

A firm has a loan with a 'maintenance covenant' requiring a Net Debt/EBITDA ratio ≤ 4.0×. The current ratio is 3.8×.

If the firm's EBITDA declines, when can the lender intervene?

  1. Immediately as soon as the internal EBITDA projections suggest a future breach.
  2. Only if the firm actually defaults on a scheduled interest or principal payment.
  3. At the next periodic test (e.g., quarterly) where the ratio exceeds 4.0×.
  4. Only when the firm attempts to issue new debt or pay a dividend.

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